Filing Details

Accession Number:
0001567619-19-021604
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-14 16:46:40
Reporting Period:
2019-11-11
Accepted Time:
2019-11-14 16:46:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1409375 Orion Energy Systems Inc. OESX Electric Lighting & Wiring Equipment (3640) 391847269
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1681065 A. Scott Green 2210 Woodland Drive
Manitowoc WI 54220
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-11 95,642 $3.02 68,101 No 4 S Indirect By ANKMC, LLC
Common Stock Disposition 2019-11-12 60,851 $2.97 7,250 No 4 S Indirect By ANKMC, LLC
Common Stock Disposition 2019-11-13 50,000 $2.95 526,697 No 4 S Direct
Common Stock Disposition 2019-11-14 50,000 $3.02 476,697 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By ANKMC, LLC
No 4 S Indirect By ANKMC, LLC
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 125,270 Indirect By 401(k) Plan
Footnotes
  1. The price in Column 4 is a weighted average price. The prices actually received ranged from $3.00 to $3.09. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  2. Shares owned by ANKMC, LLC, of which the reporting person is the sole member.
  3. The price in Column 4 is a weighted average price. The prices actually received ranged from $2.96 to $3.015. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  4. The price in Column 4 is a weighted average price. The prices actually received ranged from $2.99 to $3.05. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.