Filing Details

Accession Number:
0001225208-19-014492
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-14 15:41:30
Reporting Period:
2019-11-13
Accepted Time:
2019-11-14 15:41:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
62996 Masco Corp MAS Millwood, Veneer, Plywood, & Structural Wood Members (2430) 381794485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1554872 Jai Shah 17450 College Parkway
Livonia MI 48152
Group President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-13 19,050 $25.51 71,340 No 4 M Direct
Common Stock Acquisiton 2019-11-13 17,094 $19.66 88,434 No 4 M Direct
Common Stock Acquisiton 2019-11-13 13,672 $22.92 102,106 No 4 M Direct
Common Stock Acquisiton 2019-11-13 10,480 $33.75 112,586 No 4 M Direct
Common Stock Disposition 2019-11-13 12,822 $46.49 99,764 No 4 S Direct
Common Stock Disposition 2019-11-13 60,296 $46.52 39,468 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2019-11-13 17,094 $0.00 17,094 $19.66
Common Stock Employee Stock Option Disposition 2019-11-13 19,050 $0.00 19,050 $25.51
Common Stock Employee Stock Option Disposition 2019-11-13 10,480 $0.00 10,480 $33.75
Common Stock Employee Stock Option Disposition 2019-11-13 13,672 $0.00 13,672 $22.92
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2024-01-12 No 4 M Direct
12,700 2026-02-10 No 4 M Direct
15,720 2027-02-10 No 4 M Direct
3,422 2025-02-11 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.400 to $46.670, inclusive. The reporting person undertakes to provide to Masco Corporation, any security holder of Masco Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.400 to 46.675, inclusive.
  3. This option became exercisable in five equal annual installments commencing February 12, 2015.
  4. Grant of option under the Masco Corporation 2014 Long Term Stock Incentive Plan in transactions exempt under Rule 16b-3.
  5. This option, representing a right to purchase a total of 31,750 shares, is exercisable in five equal annual installments of 6,350 shares commencing February 10, 2017.
  6. This option, representing a right to purchase a total of 26,200 shares, is exercisable in five equal annual installments of 5,240 shares commencing February 10, 2018.
  7. This option, representing a right to purchase a total of 17,094 shares, is exercercisable in five, approximately equal, annual installments commencing February 11, 2016.