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Home > Insider Trading > Filing (0000899243-19-027257)

Filing Details

Accession Number:: 0000899243-19-027257
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-14 14:20:13
Reporting Period:: 2019-11-12

Accepted Time:: 2019-11-14 14:20:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1403528	Oaktree Capital Group Llc	OAK	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1105209	J Steven Gilbert	C/O Oaktree Capital Group, Llc 333 South Grand Avenue, 28Th Floor Los Angeles CA 90071		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series A Preferred	Acquisiton	2019-11-12	4,211	$27.21	4,211	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $27.20 to $27.22. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of units and prices at which the transaction was effected.