Filing Details
- Accession Number:
- 0001312109-19-000017
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-14 13:43:25
- Reporting Period:
- 2019-11-12
- Accepted Time:
- 2019-11-14 13:43:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1312109 | Silvergate Capital Corp | SI | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1449556 | S. Martin Friedman | 4250 Executive Square Suite 300 La Jolla CA 92037 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2019-11-12 | 243,732 | $11.16 | 906,268 | No | 4 | S | Indirect | By: Bridge Equities V, LLC |
| Class A Common Stock | Disposition | 2019-11-12 | 69,207 | $11.16 | 155,460 | No | 4 | S | Indirect | By: Financial Opportunity Fund LLC |
| Class A Common Stock | Disposition | 2019-11-12 | 7,754 | $11.16 | 17,579 | No | 4 | S | Indirect | By: Wilson Fund SPC Ltd - FJ Fund SP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By: Bridge Equities V, LLC |
| No | 4 | S | Indirect | By: Financial Opportunity Fund LLC |
| No | 4 | S | Indirect | By: Wilson Fund SPC Ltd - FJ Fund SP |
Footnotes
- Represents shares of Class A Common Stock sold to the underwriters in the initial public offering ("IPO") of the Issuer, which closed on November 12, 2019. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.
- The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.
Billionaire Hedge Funds
