Filing Details

Accession Number:
0001312109-19-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-14 13:43:07
Reporting Period:
2019-11-12
Accepted Time:
2019-11-14 13:43:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1312109 Silvergate Capital Corp SI State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1473236 A. Scott Reed 4250 Executive Square
Suite 300
La Jolla CA 92037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Non-Voting Common Stock Disposition 2019-11-12 147,820 $11.16 0 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Class A Common Stock Disposition 2019-11-12 62,079 $11.16 1,468,322 No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
No 4 S Indirect By BankCap Partners Opportunity Fund, L.P.
Footnotes
  1. The Class B Common Stock automatically converts into Class A Common Stock upon a widely dispersed public offering such as the Issuer's initial public offering that closed on November 12, 2019 ("IPO").
  2. Represents shares of Common Stock sold to the underwriters in the Issuer's IPO. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.
  3. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest in the shares.