Filing Details
- Accession Number:
- 0001312109-19-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-14 13:42:47
- Reporting Period:
- 2019-11-12
- Accepted Time:
- 2019-11-14 13:42:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1312109 | Silvergate Capital Corp | SI | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1757653 | D. Paul Colucci | 4250 Executive Square Suite 300 La Jolla CA 92037 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2019-11-12 | 47,474 | $11.16 | 32,512 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 29,428 | Indirect | By Self as Trustee for Retirement Account |
| Class A Common Stock | 17,127 | Indirect | By Custodial Account for Self |
| Class A Common Stock | 30,601 | Indirect | By Custodial Account for Spouse |
Footnotes
- Represents shares of Class A Common Stock sold to the underwriters in the initial public offering ("IPO") of the Issuer, which closed on November 12, 2019. The price per share received by the reporting person is equal to the IPO price of $12.00 less the underwriting discount.
- Includes 32,512 shares held by the reporting person and his spouse as joint tenants.
Billionaire Hedge Funds
