Filing Details

Accession Number:
0001312109-19-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-14 13:41:47
Reporting Period:
2019-11-12
Accepted Time:
2019-11-14 13:41:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1312109 Silvergate Capital Corp SI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1035123 C Thomas Dircks 4250 Executive Square
Suite 300
La Jolla CA 92037
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-11-12 20,530 $12.00 89,747 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 145,900 Indirect By Charter Digital LLC
Footnotes
  1. Represents shares of Class A Common Stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A Common Stock ("IPO"), which closed on November 12, 2019. The shares of Class A Common Stock were purchased at the IPO price of $12.00 per share.
  2. Includes 33,183 shares held by the reporting person and his spouse as joint tenants.