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Home > Insider Trading > Filing (0001312109-19-000011)

Filing Details

Accession Number:: 0001312109-19-000011
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-14 13:41:27
Reporting Period:: 2019-11-12

Accepted Time:: 2019-11-14 13:41:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1312109	Silvergate Capital Corp	SI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1232737	J Alan Lane	4250 Executive Square Suite 300 La Jolla CA 92037	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2019-11-12	7,915	$12.00	79,562	No	4	P	Indirect	By Self and Spouse as Trustees of Lane Trust
Class A Common Stock	Acquisiton	2019-11-12	12,915	$12.00	87,915	No	4	P	Indirect	By IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By Self and Spouse as Trustees of Lane Trust
No	4	P	Indirect	By IRA

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Stock Options	$4.20	2012-01-27	2022-01-27	172,363	172,363	Direct
Class A Common Stock	Stock Options	$4.02	2011-01-28	2021-01-28	119,964	119,964	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-01-27	172,363	172,363	Direct
2021-01-28	119,964	119,964	Direct

Footnotes

Represents shares of Class A Common Stock purchased through a directed share program in connection with the initial public offering of the Issuer's Class A Common Stock ("IPO"), which closed on November 12, 2019. The shares of Class A Common Stock were purchased at the IPO price of $12.00 per share.