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Home > Insider Trading > Filing (0001214659-19-007137)

Filing Details

Accession Number:: 0001214659-19-007137
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-14 08:30:15
Reporting Period:: 2019-11-12

Accepted Time:: 2019-11-14 08:30:15
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1427570	Obalon Therapeutics Inc	OBLN	Surgical & Medical Instruments & Apparatus (3841)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1685640	J. William Plovanic	C/O Obalon Therapeutics, Inc. 5421 Avenida Encinas, Suite F Carlsbad CA 92008	President & Ceo	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-11-12	65,000	$1.66	106,806	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

The transaction reported on this Form 4 is an open market purchase of Obalon Stock on November 12, 2019 by William Plovanic, totaling $107,822.