Filing Details

Accession Number:
0001209191-19-056496
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-13 21:41:41
Reporting Period:
2019-11-11
Accepted Time:
2019-11-13 21:41:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1348036 Avalara Inc. AVLR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1210469 Justin Sadrian C/O Warburg Pincus Llc
450 Lexington Avenue
New York NY 10017
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-11 19,466 $69.10 28,186 No 4 S Direct
Common Stock Disposition 2019-11-12 5,900 $69.33 22,286 No 4 S Direct
Common Stock Disposition 2019-11-12 14,634 $70.11 7,652 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 0 Indirect By Trust
Footnotes
  1. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.05 to $69.27, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (3) and (4) to this Form 4
  2. On May 23, 2019, the reporting person filed a Form 4 which inadvertently reported that the reporting person received a pro rata distribution from Warburg Pincus Private Equity XI, L.P. and Warburg Pincus XI Partners, L.P. in his capacity as a limited partner of such funds. Instead, the reporting person is deemed to have an indirect interest in the funds through, and received the distribution with respect to, his economic interest in the ultimate general partner of the funds, Warburg Pincus & Co.
  3. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $68.85 to $69.84, inclusive.
  4. The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $69.86 to $70.35, inclusive.
  5. 920 shares were removed from the reporting person's beneficial ownership. The shares were previously reported as being held indirectly by the reporting person as trustee of the Lee Kellogg Sadrian 2011 GST Trust dated November 18, 2011. The removal is because the reporting person was inadvertently reported as the trustee of such trust.