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Home > Insider Trading > Filing (0001628280-19-014163)

Filing Details

Accession Number:
0001628280-19-014163
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-13 21:30:23
Reporting Period:
2019-11-11
Accepted Time:
2019-11-13 21:30:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
319201 Kla Corp KLAC Optical Instruments & Lenses (3827) 042564110
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1697041 Brian Lorig One Technology Drive
Milpitas CA 95035		 Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Restricted Stock Units Disposition 2019-11-11 1,505 $0.00 16,193 No 4 M Direct
Common Stock Acquisiton 2019-11-11 1,505 $0.00 2,071 No 4 M Direct
Common Stock Disposition 2019-11-11 687 $174.43 1,384 No 4 F Direct
Common Stock Disposition 2019-11-11 818 $175.13 566 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.
  2. On November 11, 2016 the reporting person was granted RSUs for an aggregate of 6,022 shares. On November 11, 2019, 25% of the RSUs vested.
  3. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
  4. Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on November 11, 2019.
  5. This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2019