Filing Details

Accession Number:
0000899243-19-027207
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-13 18:06:03
Reporting Period:
2019-11-04
Accepted Time:
2019-11-13 18:06:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1598665 Heritage Insurance Holdings Inc. HRTG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1552968 Bruce Lucas C/O Heritage Insurance Holdings, Inc.
2600 Mccormick Drive Suite 300
Clearwater FL 33759
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-04 150,000 $0.00 801,859 No 4 D Direct
Common Stock Disposition 2019-11-11 75,000 $14.37 726,859 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 67,600 Indirect See Footnote
Footnotes
  1. Represents shares surrendered for income tax purposes.
  2. Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $14.26 to $14.58 per share. The Reporting Person, upon request, will provide the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer full information regarding the number of shares sold at each separate price. The sales reported were made pursuant to a 10b5-1 plan adopted by the Reporting Person on September 27, 2019.
  3. Shares of common stock reported on this line are held by IIM Holdings, LLC and IIM Holdings II, LLC, entities controlled by Mr. Lucas.