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Filing Details

Accession Number:
0001225208-19-014468
Form Type:
5
Zero Holdings:
No
Publication Time:
2019-11-13 16:22:47
Reporting Period:
2019-09-30
Accepted Time:
2019-11-13 16:22:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
720005 Raymond James Financial Inc RJF Security Brokers, Dealers & Flotation Companies (6211) 591517485
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1182775 A Thomas James 880 Carillon Parkway
St. Petersburg FL 33716
Chairman Emeritus Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 1994-03-16 900 $3.24 900 No 4 P Indirect By Harbus Investors, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Harbus Investors, Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 33,750 Indirect By James Ventures, Inc.
Common Stock 662,754 Indirect By Robert A. James Trust
Common Stock 1,000,000 Indirect By TA James Ventures Partnership
Common Stock 12,062,315 Indirect By Thomas A. James Family Rev Trust
Common Stock 360 Indirect ESOP
Common Stock 108,087 Indirect Spouse
Footnotes
  1. Represents current holdings after adjustments for stock splits and other transactions many years previously for which the reporting person does not currently have complete records.
  2. The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  3. Includes shares of common stock held in the reporting person's Employee Stock Ownership Plan (ESOP) account through September 30, 2019.