Filing Details

Accession Number:
0001547903-19-000135
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-12 20:22:28
Reporting Period:
2019-11-07
Accepted Time:
2019-11-12 20:22:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1547903 Nmi Holdings Inc. NMIH () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422024 J William Leatherberry C/O Nmi Holdings, Inc.
2100 Powell St.
Emeryville CA 94608
Evp, General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2019-11-07 10,378 $8.50 169,723 No 4 M Direct
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2019-11-07 17,603 $11.10 187,326 No 4 M Direct
Class A Common Shares, $0.01 Par Value Per Share Disposition 2019-11-07 27,981 $32.74 159,345 No 4 S Direct
Class A Common Shares, $0.01 Par Value Per Share Acquisiton 2019-11-08 15,815 $11.10 175,160 No 4 M Direct
Class A Common Shares, $0.01 Par Value Per Share Disposition 2019-11-08 15,815 $32.75 159,345 No 4 S Direct
Class A Common Shares, $0.01 Par Value Per Share Disposition 2019-11-12 12,685 $33.66 146,660 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Shares, $0.01 Par Value Per Share Stock Option (right to buy) Disposition 2019-11-07 10,378 $0.00 10,378 $8.50
Class A Common Shares, $0.01 Par Value Per Share Stock Option (right to buy) Disposition 2019-11-07 17,603 $0.00 17,603 $11.10
Class A Common Shares, $0.01 Par Value Per Share Stock Option (right to buy) Disposition 2019-11-08 15,815 $0.00 15,815 $11.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2025-02-12 No 4 M Direct
32,524 2027-02-09 No 4 M Direct
16,709 2027-02-09 No 4 M Direct
Footnotes
  1. The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.7411. The range of prices was $32.65 to $33.11. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  2. The common stock was sold by the reporting person in a series of open market transactions on the transaction date at a weighted average sale price of $32.7515. The range of sale prices was $32.75 to $32.78. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
  3. The common stock was sold by the reporting person in an open market transaction on the transaction date each at a sale price of $33.6563. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold.
  4. Represents 97,056 class A common shares and 49,604 unvested restricted stock units.
  5. The option vested in full on February 12, 2018.
  6. The option vests in three equal annual installments beginning on February 9, 2018.