Filing Details

Accession Number:
0001439288-19-000131
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-12 17:18:50
Reporting Period:
2019-11-07
Accepted Time:
2019-11-12 17:18:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1439288 Rexnord Corp RXN General Industrial Machinery & Equipment (3560) 205197013
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1535684 W Mark Peterson 511 W. Freshwater Way
Milwaukee WI 53204
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-07 115,000 $22.03 161,576 No 4 M Direct
Common Stock Disposition 2019-11-07 115,000 $30.65 46,576 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-11-07 115,000 $0.00 115,000 $22.03
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
110,000 2022-05-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,396 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $25.77 2025-05-22 75,574 75,574 Direct
Common Stock Stock Option (right to buy) $19.70 2026-05-20 98,284 98,284 Direct
Common Stock Stock Option (right to buy) $23.13 2018-05-19 2027-05-19 58,642 58,642 Direct
Common Stock Stock Option (right to buy) $28.91 2019-05-25 2028-05-25 22,994 22,994 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-05-22 75,574 75,574 Direct
2026-05-20 98,284 98,284 Direct
2027-05-19 58,642 58,642 Direct
2028-05-25 22,994 22,994 Direct
Footnotes
  1. The transactions were executed pursuant to a Rule 10b5-1 plan.
  2. This transaction was executed in multiple trades at prices ranging from $30.50 to $30.975. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  3. Based on information from the trustee of the 401(k) Plan.
  4. Option fully vested.
  5. The original option vests in three annual installments beginning on the date listed above.