Filing Details

Accession Number:
0001179110-19-011623
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-12 16:50:52
Reporting Period:
2019-11-08
Accepted Time:
2019-11-12 16:50:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31462 Ecolab Inc. ECL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 410231510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479289 M Laurie Marsh 1 Ecolab Place
Saint Paul MN 55102
Evp - Human Resources No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-08 5,400 $71.54 16,683 No 4 M Direct
Common Stock Acquisiton 2019-11-08 8,610 $103.27 25,293 No 4 M Direct
Common Stock Disposition 2019-11-08 8,010 $191.25 17,283 No 4 S Direct
Common Stock Disposition 2019-11-08 6,000 $191.97 11,283 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-11-08 5,400 $0.00 5,400 $71.54
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-11-08 8,610 $0.00 8,610 $103.27
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-12-05 2022-12-05 No 4 M Direct
0 2014-12-04 2023-12-04 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $190.575 to $191.570, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $191.670 to $192.095, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the Date Exercisable column is the first anniversary of the date of grant.