Filing Details
- Accession Number:
- 0000950138-19-000526
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-12 16:18:21
- Reporting Period:
- 2019-11-08
- Accepted Time:
- 2019-11-12 16:18:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 32604 | Emerson Electric Co | EMR | Electronic & Other Electrical Equipment (No Computer Equip) (3600) | 430259330 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1754881 | Lanca Surendralal Karsanbhai | C/O Emerson Electric Co. 8000 W. Florrissant Avenue St. Louis MO 63136 | Exec Pres Auto Sols | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-11-08 | 9,000 | $53.31 | 39,005 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-11-08 | 682 | $73.93 | 38,323 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-08 | 2,551 | $73.93 | 35,772 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2019-11-08 | 4,779 | $73.70 | 30,993 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-11-08 | 9,000 | $0.00 | 9,000 | $53.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-10-04 | 2020-10-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 12,136 | Indirect | By Trust |
| Common Stock | 453 | Indirect | Custodian Account for Son |
| Common Stock | 453 | Indirect | Custodian Account for Daughter |
| Common Stock | 390 | Indirect | 401(k) plan |
| Common Stock | 43 | Indirect | 401(k) excess plan |
| Common Stock | 187 | Indirect | Profit Sharing Plan |
| Common Stock | 31 | Indirect | 401(k) excess plan II |
Footnotes
- Exercise of 3,539 incentive stock options and 5,461 non-qualified stock options exempt under Rule 16b-3.
- Shares withheld for taxes exempt under Rule 16b-3 resulting from nonqualified stock option exercise.
- Payment of option exercise price by delivering securities.
- The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.68 to $73.71. The Reporting Person undertakes to provide Emerson Electric Co., any securityholder of Emerson Electric Co. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- The options vested in three equal annual installments beginning on the date indicated.
- Price is not applicable to stock options received as incentive compensation.
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