Filing Details
- Accession Number:
- 0001127602-19-032455
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-12 13:29:25
- Reporting Period:
- 2019-11-08
- Accepted Time:
- 2019-11-12 13:29:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7789 | Associated Banc-Corp | ASB | State Commercial Banks (6022) | 391098068 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526943 | Christopher Moral-Niles Del | Associated Banc-Corp 433 Main Street Green Bay WI 54301 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Acquisiton | 2019-11-08 | 25,000 | $17.24 | 64,275 | No | 4 | M | Indirect | by Trust |
| Common Stock $0.01 Par Value | Disposition | 2019-11-08 | 22,268 | $21.72 | 42,007 | No | 4 | F | Indirect | by Trust |
| Common Stock $0.01 Par Value | Disposition | 2019-11-11 | 4,000 | $21.73 | 38,007 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Trust |
| No | 4 | F | Indirect | by Trust |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock $0.01 Par Value | Non-qualified Stock Option (Right to Buy) | Disposition | 2019-11-08 | 25,000 | $0.00 | 25,000 | $17.24 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock $0.01 Par Value | 52,808 | Direct |
Footnotes
- Shares withheld to pay the tax withholding obligation arising upon insider's exercise of an option.
- Option vests in four equal annual installments beginning on February 8, 2016.
Billionaire Hedge Funds
