Filing Details

Accession Number:
0001127602-19-032453
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-12 12:27:25
Reporting Period:
2019-11-08
Accepted Time:
2019-11-12 12:27:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7789 Associated Banc-Corp ASB State Commercial Banks (6022) 391098068
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404929 L David Stein Associated Banc-Corp
433 Main Street
Green Bay WI 54301
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $0.01 Par Value Acquisiton 2019-11-08 20,000 $12.97 69,835 No 4 M Direct
Common Stock $0.01 Par Value Disposition 2019-11-08 20,000 $21.79 49,835 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock $0.01 Par Value Non-qualified Stock Option (Right to Buy) Disposition 2019-11-08 20,000 $0.00 20,000 $12.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,617 2022-01-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $0.01 Par Value 39,213 Indirect by Trust
Common Stock $0.01 Par Value 6,527 Indirect 401(k) Plan
Footnotes
  1. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.77 to $21.81, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above.
  2. Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively.