Filing Details

Accession Number:
0000091142-19-000051
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-12 11:55:08
Reporting Period:
2019-11-08
Accepted Time:
2019-11-12 11:55:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236626 D Mark Smith A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-08 4,820 $51.94 109,113 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,500 Indirect In trust
Common Stock 8,956 Indirect Held by spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Class A Common Stock $0.00 0 234,327 Indirect
Common Stock Class A Common Stock $0.00 0 3,676 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
0 234,327 Indirect
0 3,676 Indirect
Footnotes
  1. The reporting person beneficially owns the shares as settlor of a revocable family trust.
  2. Held by spouse.
  3. 1 for 1
  4. Convertible at any time to Common Stock.
  5. None.