Filing Details

Accession Number:
0001654954-19-012583
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-08 19:02:58
Reporting Period:
2019-11-08
Accepted Time:
2019-11-08 19:02:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
351998 Data I/o Corp DAIO Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 910864123
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400003 D John Delafield Data I/o
6645 185Th Ave Ne, Suite 100
Redmond WA 98052
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-08 62,208 $3.70 712,755 No 4 P Indirect deemed to own shares held by DHPF
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect deemed to own shares held by DHPF
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,600 Direct
Footnotes
  1. Mr. Delafield as President of DHI, the manager of DHP, the general partner of DHPF may be deemed to hold the shares held by Delafield Hambrecht Partners Fund, LP (DHPF)
  2. Delefield Hambrecht Partners Fund, LP purchased shares
  3. RSU granted shares to Directors previously reported in May 2019