Filing Details
- Accession Number:
- 0001104659-19-061730
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-08 16:30:56
- Reporting Period:
- 2019-11-07
- Accepted Time:
- 2019-11-08 16:30:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1270436 | Cohen & Co Inc. | COHN | Security Brokers, Dealers & Flotation Companies (6211) | 161685692 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478247 | Jr. W. Joseph Pooler | C/O Cohen &Amp; Co Inc., 2929 Arch Street, Suite 1703 Philadelphia PA 19104-2870 | Evp, Cfo And Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Disposition | 2019-11-07 | 1,000 | $4.50 | 39,076 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- Mr. Pooler sold 1,000 shares of the common stock, par value $0.01 per share, of Cohen & Co Inc. (the "Company") to the Company pursuant to a privately negotiated transaction.
Billionaire Hedge Funds
