Filing Details

Accession Number:
0001052100-19-000045
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-07 17:12:54
Reporting Period:
2019-11-05
Accepted Time:
2019-11-07 17:12:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052100 Waddell & Reed Financial Inc WDR Security Brokers, Dealers & Flotation Companies (6211) 510261715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190260 W Jerry Walton 6300 Lamar Avenue
Overland Park KS 66202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Disposition 2019-11-05 9,500 $17.48 69,327 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The price reported is a weighted average price. These shares were sold in mutiple transactions ranging from $17.47 to $17.50 per share. The reporting person undertakes to provide to Waddell & Reed Financial, Inc. ("WDR"), any stockholder of WDR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote 1.