Filing Details

Accession Number:
0001179706-19-000131
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-07 16:58:52
Reporting Period:
2019-11-06
Accepted Time:
2019-11-07 16:58:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591357 T Jeff Ricci C/O Hewlett Packard Enterprise Company
6280 America Center Drive
San Jose CA 95002
Svp, Controller & Pao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-06 20,457 $14.67 20,457 No 4 M Direct
Common Stock Disposition 2019-11-06 20,457 $17.01 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-11-06 20,457 $0.00 20,457 $14.67
Common Stock Restricted Stock Units Acquisiton 2019-01-02 313 $0.00 313 $0.00
Common Stock Restricted Stock Units Acquisiton 2019-01-02 1,220 $0.00 1,220 $0.00
Common Stock Restricted Stock Units Acquisiton 2019-01-02 1,260 $0.00 1,260 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,229 2017-12-07 2024-12-07 No 4 M Direct
10,933 No 4 A Direct
42,017 No 4 A Direct
42,441 No 4 A Direct
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/01/19.
  2. This option reflects post spin-off conversion adjustments previously reported.
  3. This option became exercisable beginning on this date.
  4. This option is no longer exercisable beginning on this date.
  5. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  6. As previously reported, on 12/07/16 the reporting person was granted 18,233 Restricted Stock Units ("RSUs"), 10,227 of which vested on 12/07/17, 10,227 of which vested on 12/07/18, and 10,228 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 85.4866 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 72.5962 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 75.2551 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 79.6849 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
  7. As previously reported, on 12/07/17 the reporting person was granted 59,775 RSUs, 19,925 of which vested on 12/07/18, 19,925 of which will vest on each of 12/07/19 and 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 333.0702 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 282.8470 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 293.2063 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 310.4657 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.
  8. As previously reported, on 12/10/18 the reporting person was granted 41,181 RSUs, 13,727 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 344.1948 dividend equivalent rights at $13.46 per RSU credited to the reporting person's account on 01/02/19, 292.2942 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19, 302.9995 dividend equivalent rights at $15.29 per RSU credited to the reporting person's account on 07/03/19, and 320.8354 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 10/02/19.