Filing Details

Accession Number:
0000009984-19-000105
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-07 15:32:48
Reporting Period:
2019-11-05
Accepted Time:
2019-11-07 15:32:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1307654 Patrick Dempsey Barnes Group Inc.
123 Main Street
Bristol CT 06010
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-05 3,379 $26.59 350,729 No 4 M Direct
Common Stock Acquisiton 2019-11-05 15,400 $24.24 366,129 No 4 M Direct
Common Stock Acquisiton 2019-11-05 25,300 $26.32 391,429 No 4 M Direct
Common Stock Acquisiton 2019-11-05 13,310 $37.13 404,739 No 4 M Direct
Common Stock Disposition 2019-11-05 57,389 $61.28 347,350 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option-Right to Buy Acquisiton 2019-11-05 3,379 $0.00 3,379 $26.59
Common Stock Stock Option-Right to Buy Acquisiton 2019-11-05 15,400 $0.00 15,400 $24.24
Common Stock Stock Option-Right to Buy Acquisiton 2019-11-05 25,300 $0.00 25,300 $26.32
Common Stock Stock Option-Right to Buy Acquisiton 2019-11-05 13,310 $0.00 13,310 $37.13
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-02-08 No 4 M Direct
0 2023-02-12 No 4 M Direct
0 2023-03-01 No 4 M Direct
17,490 2024-02-12 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,153 Indirect By Company's 401(k) Plan
Footnotes
  1. Includes balances of 4799 Restricted Stock Units granted 2/8/2017, 8399 granted 2/8/2018 and 14400 granted 2/13/2019, that are subject to forfeiture if certain events occur.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.80, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/8/2012 grant date.
  4. 1 for 1.
  5. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2013 grant date.
  6. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 3/1/2013 grant date.
  7. The options vest 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/12/2014 grant date.