Filing Details

Accession Number:
0000009984-19-000104
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-07 15:28:59
Reporting Period:
2019-11-05
Accepted Time:
2019-11-07 15:28:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9984 Barnes Group Inc B Miscellaneous Fabricated Metal Products (3490) 060247840
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1007661 O Thomas Barnes Barnes Group Inc.
123 Main Street
Bristol CT 06010
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-05 2,500 $61.05 393,041 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,400 Indirect By my wife
Common Stock 39,116 Indirect Trust #42-01-102-8546568
Common Stock 412,516 Indirect Trust #42-01-102-8546559 (1E)
Common Stock 75,763 Indirect Trust #42-01-102-8550714 (2E)
Common Stock 160,704 Indirect Trust #42-01-102-8550720 (3E)
Common Stock 480,528 Indirect Trust #42-01-102-8550719 (4E)
Common Stock 410,276 Indirect Trust #42-01-102-8546558 (5E/5W)
Common Stock 83,758 Indirect Trust #42-01-102-8550713 (6E/7W)
Common Stock 69,051 Indirect Trust #42-01-102-2549053
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.0171 to $61.0957, inclusive. The reporting person undertakes to provide to Barnes Group Inc., any security holder of Barnes Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  2. Includes (a) a balance of 432 Restricted Stock Units granted 2/13/2019, which are subject to forfeiture if certain events occur and payable in shares of common stock on or as soon as practicable following the applicable vesting date, (b) 12,000 shares of deferred stock under the Non-Employee Director Deferred Stock Plan, which are payable in shares of common stock upon separation from service as a director, and (c) 380,608.66 shares of common stock.
  3. Reporting Person hereby disclaims beneficial ownership of shares held by his Wife, and the Trusts except to the extent of his pecuniary interest.