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Home > Insider Trading > Filing (0001437749-19-021780)

Filing Details

Accession Number:: 0001437749-19-021780
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-11-06 17:12:33
Reporting Period:: 2019-11-04

Accepted Time:: 2019-11-06 17:12:33
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185633	M Anthony Tang	777 North Broadway Los Angeles CA 90012	Vice Chairman	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2019-11-04	10,000	$36.59	250,122	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	300,795	Indirect	By spouse
Common Stock	101,743	Indirect	By ESOP
Common Stock	300,000	Indirect	YFO Investments, spouse is a beneficiary

Footnotes

Includes 7,716.457 shares acquired through dividend reinvestment year-to-date.
Includes 2,621.264 shares acquired through dividend reinvestment year-to-date.