Filing Details
- Accession Number:
- 0000878526-19-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-06 16:58:36
- Reporting Period:
- 2019-11-04
- Accepted Time:
- 2019-11-06 16:58:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 878526 | Natus Medical Inc | NTUS | Electromedical & Electrotherapeutic Apparatus (3845) | 770154833 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451629 | Jonathan Kennedy | C/O Natus Medical Incorporated 6701 Koll Center Parkway, Suite 120 Pleasanton CA 94566 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2019-11-04 | 5,000 | $22.50 | 144,517 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2019-11-04 | 4,408 | $33.65 | 140,109 | No | 4 | S | Direct | |
| Common Stock, $0.001 Par Value Per Share | Acquisiton | 2019-11-05 | 5,000 | $22.50 | 145,109 | No | 4 | M | Direct | |
| Common Stock, $0.001 Par Value Per Share | Disposition | 2019-11-05 | 4,268 | $34.32 | 140,841 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Disposition | 2019-11-04 | 4,408 | $0.00 | 4,408 | $22.50 |
| Common Stock | Non-qualified Stock Option | Disposition | 2019-11-05 | 4,268 | $0.00 | 4,268 | $22.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 592 | 2014-02-01 | 2020-01-01 | No | 4 | M | Direct |
| 1,324 | 2014-02-01 | 2020-01-01 | No | 4 | M | Direct |
Footnotes
- 1.This transaction was executed in multiple trades a prices ranging from $33.59 to $33.85. The price reflected above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- 1.This transaction was executed in multiple trades a prices ranging from $34.30 to $34.33. The price reflected above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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