Filing Details

Accession Number:
0000927089-19-000411
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-06 15:13:18
Reporting Period:
2019-11-05
Accepted Time:
2019-11-06 15:13:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1538263 Hometrust Bancshares Inc. HTBI Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1767210 T. Marty Caywood Hometrust Bancshares, Inc.
10 Woodfin Street
Asheville NC 28801
Evp, Chief Information Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-11-05 450 $14.37 5,800 No 4 M Direct
Common Stock Disposition 2019-11-05 450 $27.00 5,350 No 4 S Direct
Common Stock Acquisiton 2019-11-06 107 $14.37 5,457 No 4 M Direct
Common Stock Disposition 2019-11-06 107 $27.00 5,350 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2019-11-05 450 $0.00 450 $14.37
Common Stock Stock Option Disposition 2019-11-06 107 $0.00 107 $14.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,107 2023-02-11 No 4 M Direct
4,000 2023-02-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 21,779 Indirect By KSOP
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $26.00 2028-02-11 10,000 10,000 Direct
Common Stock Stock Option $27.51 2029-02-11 15,000 15,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2028-02-11 10,000 10,000 Direct
2029-02-11 15,000 15,000 Direct
Footnotes
  1. Represents unexercised portion of stock option granted under Issuer's 2013 Omnibus Incentive Plan, which vested as to 4,000 shares on February 11, 2018 and 4,000 shares on February 11, 2019 and is schedule to vest as to 4,000 shares on February 11, 2020.
  2. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
  3. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2020, 2021, 2022, 2023 and 2024.