Filing Details

Accession Number:
0000018230-19-000288
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-06 14:15:03
Reporting Period:
2019-11-05
Accepted Time:
2019-11-06 14:15:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1608229 C Denise Johnson 510 Lake Cook Road, Suite 100
Deerfield IL 60015
Group President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-11-05 4,172 $146.67 7,322 No 4 S Direct
Common Stock Disposition 2019-11-05 936 $146.74 0 No 4 S Indirect Held by Jerry Johnson Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect Held by Jerry Johnson Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,287 Indirect Held by 401(k) Plan
Footnotes
  1. Adjusted to correct inadvertent clerical error.
  2. The information in this report is based on a 401(k) plan statement dated as of 10/31/2019.