Filing Details

Accession Number:
0000350894-19-000048
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-06 11:28:46
Reporting Period:
2019-11-04
Accepted Time:
2019-11-06 11:28:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350894 Sei Investments Co SEIC Security Brokers, Dealers & Flotation Companies (6211) 231707341
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1101310 Kathryn Mccarthy One Freedom Valley Drive
Oaks PA 19456
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Stock Option (Right To Buy) Acquisiton 2019-11-04 10,000 $23.86 80,700 No 4 M Direct
Common Stock Disposition 2019-11-04 9,500 $61.49 71,200 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Stock Option (Right To Buy) STOCK OPTION (RIGHT TO BUY) Acquisiton 2019-11-04 5,000 $23.86 5,000 $23.86
Stock Option (Right To Buy) STOCK OPTION (RIGHT TO BUY) Acquisiton 2019-11-04 5,000 $23.86 5,000 $23.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2014-02-28 2020-12-14 No 4 M Direct
0 2017-12-31 2020-12-14 No 4 M Direct