Filing Details

Accession Number:
0001209191-19-055315
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-05 18:01:37
Reporting Period:
2019-11-01
Accepted Time:
2019-11-05 18:01:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1756908 Pimco Energy & Tactical Credit Opportunities Fund NRGX () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1760782 Elliot Greg Sharenow C/O Pimco
650 Newport Center Drive
Newport Beach CA 92660
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2019-11-01 3,500 $16.70 8,520 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 16,253 Indirect By DCP
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.63 to $16.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. The Form 4 filed on February 1, 2019 inadvertently reported a direct purchase, but the Reporting Person acquired these shares in an indirect purchase through a deferred compensation plan ("DCP") and the reports filed on April 23, 2019 and May 13, 2019, incorrectly reflected that all shares were held directly. The above shows the correct breakdown of holdings between indirectly through the DCP and directly, as of the date of filing.
  3. Includes 679 shares acquired on various dates pursuant to a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person.