Filing Details

Accession Number:
0001123292-19-001252
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-05 16:52:36
Reporting Period:
2019-11-01
Accepted Time:
2019-11-05 16:52:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571996 Dell Technologies Inc DELL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1556683 Marius Haas One Dell Way
Round Rock TX 78682
Pres. & Chief Commercial Off. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Common Stock Acquisiton 2019-11-01 167,275 $13.75 167,275 No 4 M Indirect By limited partnership
Class C Common Stock Disposition 2019-11-01 167,275 $53.12 0 No 4 S Indirect By limited partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By limited partnership
No 4 S Indirect By limited partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Common Stock Options to Acquire Class C Common Stock Disposition 2019-11-01 167,275 $0.00 167,275 $13.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,094,593 2023-11-25 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class C Common Stock 28,805 Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  2. Held by a limited partnership controlled by the reporting person and his wife. The sole general partner of the limited partnership is a limited liability company wholly-owned by the reporting person and his wife and managed by the reporting person.
  3. The price reported in Column 4 represents a weighted average sales price of $53.12. These shares were sold in multiple transactions at prices ranging from $52.80 to $53.35, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
  4. The options are fully vested.
  5. Consists of 1,713,886 time-based options and 1,380,707 performance-based options.