Filing Details
- Accession Number:
- 0001127602-19-031840
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-11-05 14:00:56
- Reporting Period:
- 2019-07-29
- Accepted Time:
- 2019-11-05 14:00:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005817 | Tompkins Financial Corp | TMP | State Commercial Banks (6022) | 161482357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1384976 | J Gregory Hartz | Tompkins Financial Corporation P.o. Box 460 Ithaca NY 14851 | Evp, Pres.&Ceo Tompkins Trust | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-07-29 | 126 | $80.52 | 21,803 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2019-11-01 | 1 | $88.20 | 16 | No | 4 | P | Indirect | As Custodian FBO Andrew Chase UGMA/NY |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 4 | P | Indirect | As Custodian FBO Andrew Chase UGMA/NY |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,521 | Indirect | by 401(k)/ISOP |
| Common Stock | 2,838 | Indirect | by ESOP |
Footnotes
- Bona fide gift to Charitable Gift Account
- Includes shares acquired through reinvestment of quarterly dividends.
- Purchase of shares as gift for grandchild for whom reporting person is Custodian.
- Includes shares acquired through profit sharing or 401K contributions.
- Includes shares acquired through profit sharing and reinvestment of quarterly cash dividends.
Billionaire Hedge Funds
