Filing Details

Accession Number:
0001140361-19-019740
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-04 18:17:46
Reporting Period:
2019-11-04
Accepted Time:
2019-11-04 18:17:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1720725 Oyster Point Pharma Inc. OYST () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1081714 R Henry Kravis C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
9 West 57Th Street, Suite 4200
New York NY 10019
No No No No
1081715 R George Roberts C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
2800 Sand Hill Road, Suite 200
Menlo Park CA 94025
No No No No
1404912 Kkr & Co. Inc. C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
9 West 57Th Street, Suite 4200
New York NY 10019
No No No No
1472694 Kkr Management Llc C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
9 West 57Th Street, Suite 4200
New York NY 10019
No No No No
1472697 Ltd Gp Holdings Fund Kkr C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
9 West 57Th Street, Suite 4200
New York NY 10019
No No No No
1472698 L.p. Holdings Fund Kkr C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
9 West 57Th Street, Suite 4200
New York NY 10019
No No No No
1743754 Kkr Group Holdings Corp. C/O Kohlberg Kravis Roberts &Amp; Co. L.p.
9 West 57Th Street, Suite 4200
New York NY 10019
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2019-11-04 884,622 $0.00 884,622 No 4 C Indirect See footnotes
Common Stock, Par Value $0.001 Per Share Acquisiton 2019-11-04 155,000 $16.00 1,039,622 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnotes
No 4 P Indirect See footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.001 Per Share Series B Convertible Preferred Stock Disposition 2019-11-04 884,622 $0.00 884,622 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. These shares of Series B Convertible Preferred Stock automatically converted into shares of the Issuer's Common Stock, on a one-for-one basis immediately prior to the completion of the Issuer's initial public offering.
  2. The securities reported herein are held by Falcon Vision LLC. KKR Health Care Strategic Growth Fund L.P., as the managing member of Falcon Vision LLC, KKR Associates HCSG L.P., as the general partner of KKR Health Care Strategic Growth Fund L.P., KKR HCSG GP LLC, as the general partner of KKR Associates HCSG L.P., KKR Fund Holdings L.P., as the sole member of KKR HCSG GP LLC, KKR Fund Holdings GP Limited, as a general partner of KKR Fund Holdings L.P., KKR Group Holdings Corp., as a general partner of KKR Fund Holdings L.P. and the sole shareholder of KKR Fund Holdings GP Limited, KKR & Co. Inc., as the sole shareholder of KKR Group Holdings Corp., KKR Management LLC, as the Class B common stockholder of KKR & Co. Inc., and Messrs. Henry R. Kravis and George R. Roberts, as the designated members of KKR Management LLC, may be deemed to be the beneficial owners having shared voting and investment power with respect to the shares described in this footnote.
  3. Each of Messrs. Kravis and Roberts disclaims beneficial ownership of the shares held by Falcon Vision LLC.