Filing Details

Accession Number:
0001209191-19-054824
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-11-04 13:30:13
Reporting Period:
2019-10-31
Accepted Time:
2019-11-04 13:30:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922224 Ppl Corp PPL Electric Services (4911) 232758192
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181274 H William Spence Two North Ninth Street
Allentown PA 18101
Chairman And Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-10-31 134,991 $26.59 304,719 No 4 M Direct
Common Stock Disposition 2019-10-31 134,991 $33.50 169,728 No 4 S Direct
Common Stock Acquisiton 2019-11-01 253,009 $26.59 422,737 No 4 M Direct
Common Stock Disposition 2019-11-01 253,009 $33.51 169,728 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2019-10-31 134,991 $0.00 134,991 $26.59
Common Stock Employee Stock Options (Right to Buy) Disposition 2019-11-01 253,009 $0.00 253,009 $26.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
641,977 2023-01-23 No 4 M Direct
388,968 2023-01-23 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 143 Indirect Held in trust pursuant to the Employee Stock Ownership Plan.
Common Stock 12,824 Indirect Held in trust for benefit of Mr. Spence's wife.
Footnotes
  1. This Form 4 report reflects the exercise of 388,000 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated November 7, 2018.
  2. Total includes the reinvestment of dividends.
  3. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
  4. Represents the weighted average sale price for price increments ranging from $33.500 to $33.510.
  5. Represents the weighted average sale price for price increments ranging from $33.500 to $33.545.
  6. Represents the exercise of 388,000 stock options from a total grant of 776,968 stock options that vested in three equal annual installments beginning on January 24, 2014.