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Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2019-10-30 16:17:46
Reporting Period:
Accepted Time:
2019-10-30 16:17:46
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1406666 Calix Inc (CALX) () 4
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211436 J Donald Listwin C/o Calix, Inc.
2777 Orchard Parkway
San Jose CA 95134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-10-28 25,000 $7.97 225,000 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 750,000 Direct
  1. Shares purchased between $7.95 and $8.00 per share at a weighted average price of $7.9693. The reporting person will provide full information regarding the number of shares purchased at each purchase price upon request.
  2. Shares held by No Mas Ninos, L.P. The reporting person is a general partner of No Mas Ninos, L.P. and may be deemed to have shared voting and investment power over the shares held by the partnership.
  3. Amount of securities beneficially owned includes 21,148 unvested restricted stock units.