Filing Details

Accession Number:
0001127602-19-031236
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-30 13:28:45
Reporting Period:
2019-10-28
Accepted Time:
2019-10-30 13:28:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1049502 Mks Instruments Inc MKSI Industrial Instruments For Measurement, Display, And Control (3823) 042277512
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192439 H Seth Bagshaw C/O Mks Instruments, Inc.
2 Tech Drive, Suite 201
Andover MA 01810
Sr. Vp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-10-29 18,000 $112.08 18,857 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit Acquisiton 2019-10-28 8,716 $0.00 8,716 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
32,001 No 4 A Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $111.57 to $112.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.
  2. Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
  3. These RSUs shall vest in two equal annual installments on each of the second anniversary and third anniversary of the date of grant.