Filing Details

Accession Number:
0000017843-19-000074
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-30 13:13:14
Reporting Period:
2019-10-28
Accepted Time:
2019-10-30 13:13:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
17843 Carpenter Technology Corp CRS Steel Works, Blast Furnaces & Rolling Mills (Coke Ovens) (3312) 230458500
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1094960 A Gregory Pratt Carpenter Technology Corporation
1735 Market Street, 15Th Fl
Philadelphia PA 19103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-10-28 2,010 $35.92 6,623 No 4 M Direct
Common Stock Acquisiton 2019-10-28 6,664 $34.50 13,287 No 4 M Direct
Common Stock Acquisiton 2019-10-28 8,854 $40.42 22,141 No 4 M Direct
Common Stock Disposition 2019-10-28 17,528 $50.30 4,613 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (right to buy) Disposition 2019-10-28 2,010 $0.00 2,010 $35.92
Common Stock Director Stock Options (right to buy) Disposition 2019-10-28 6,664 $0.00 6,664 $34.50
Common Stock Employee Stock Options (right to buy) Disposition 2019-10-28 8,854 $0.00 8,854 $40.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-10-11 2020-10-11 No 4 M Direct
0 2016-11-02 2025-11-02 No 4 M Direct
192,805 2025-02-05 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 25, 2019.
  2. The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $50.00 per share to a high of $50.63 per share.
  3. The reporting person was granted an option to purchase stock under the Carpenter Technology Corporation Stock Based Compensation Plan for Non-Employee Directors.
  4. 3/12ths of the Option Award was exercisable immediately upon grant and the remainder of the Option Award became exercisable in 1/9th increments on the first day of each month over 9 months beginning 3/1/15.
  5. The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.