Filing Details
- Accession Number:
- 0001562180-19-005282
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-30 11:01:00
- Reporting Period:
- 2019-10-29
- Accepted Time:
- 2019-10-30 11:01:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1378946 | People's United Financial Inc. | PBCT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1250506 | P John Barnes | Peoples United Bank 850 Main Street Bridgeport CT 06604 | Chairman And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-10-29 | 32,461 | $15.80 | 131,382 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-10-29 | 32,461 | $17.10 | 98,921 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Option to Buy | Disposition | 2019-10-29 | 32,461 | $0.00 | 32,461 | $15.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-01-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 453,789 | Indirect | John P. Barnes Living Trust |
Footnotes
- (1) This transaction was executed in multiple trades ranging from $17.055 to $17.145. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
- Includes 4,337 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 53 shares acquired through dividend reinvestment). Also includes 4,873 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 59 shares acquired through dividend reinvestment) based on 09/30/2019 Plan Statement.
- Exercisable in annual increments on 1/25/12 (50%); 1/25/13 (25%); and 1/25/14 (25%).
Billionaire Hedge Funds
