Filing Details
- Accession Number:
- 0000914851-19-000285
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-30 08:31:48
- Reporting Period:
- 2019-10-28
- Accepted Time:
- 2019-10-30 08:31:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1488775 | Clearbridge Mlp & Midstream Fund Inc. | CEM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1279778 | D Harry Cohen | 620 Eighth Avenue 48Th Floor New York NY 10018 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-10-28 | 1,738 | $10.70 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,449 | Indirect | Children and Grandchildren's accounts |
Footnotes
- Includes shares acquired through the Fund's Dividend Reinvestment Plan.
Billionaire Hedge Funds
