Filing Details

Accession Number:
0001104659-19-057423
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-29 21:03:45
Reporting Period:
2019-10-08
Accepted Time:
2019-10-29 21:03:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1083446 Apollo Medical Holdings Inc. AMEH Services-Management Consulting Services (8742) 870042699
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1725499 T. Kenneth Sim 1668 S. Garfield Ave., 2Nd Fl.
Alhambra CA 91801
Executive Chairman And Co-Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-10-08 5,000 $15.55 1,727,561 No 4 P Indirect Held by Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007
Footnotes
  1. These 5,000 shares were acquired inadvertently without the knowledge of the Reporting Person. The Reporting Person placed an order with a broker for the purchase of 5,000 shares at $15.55 on August 22, 2019, which could not be filled at that time given the market price on that date. The Reporting Person believed that the order was cancelled. However, the broker treated the order as remaining open and the above purchase was executed by the broker on October 8, 2019 without the Reporting Person's knowledge.
  2. Excludes the Reporting Person's indirect ownership of common stock of Apollo Medical Holdings, Inc. as a shareholder of Allied Physicians of California, A Professional Medical Corporation.
  3. These 5,000 shares are owned directly by the Kenneth T. Sim Pension Plan Trust U.A. dated 12/18/2007. The Reporting Person disclaims beneficial ownership of these 5,000 shares except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these 5,000 shares for the purposes of Section 16 or for any other purpose.