Filing Details

Accession Number:
0001127602-19-031206
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-29 16:42:36
Reporting Period:
2019-10-25
Accepted Time:
2019-10-29 16:42:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
97745 Thermo Fisher Scientific Inc. TMO Measuring & Controlling Devices, Nec (3829) 042209186
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1216055 N Marc Casper 168 Third Avenue
Waltham MA 02451
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-10-25 47,729 $73.24 328,960 No 4 M Direct
Common Stock Disposition 2019-10-25 1,100 $291.36 327,860 No 4 S Direct
Common Stock Disposition 2019-10-25 3,080 $292.56 324,780 No 4 S Direct
Common Stock Disposition 2019-10-25 6,352 $293.50 318,428 No 4 S Direct
Common Stock Disposition 2019-10-25 3,400 $294.82 315,028 No 4 S Direct
Common Stock Disposition 2019-10-25 4,975 $295.69 310,053 No 4 S Direct
Common Stock Disposition 2019-10-25 15,955 $296.68 294,098 No 4 S Direct
Common Stock Disposition 2019-10-25 12,867 $297.59 281,231 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2019-10-25 47,729 $0.00 47,729 $73.24
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-26 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 69,330 Indirect By Marc N. Casper 2012 Irrevocable Trust
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 29, 2018.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $291.02 to $291.85, inclusive. The reporting person undertakes to provide to Thermo Fisher Scientific Inc. ("TMO"), any security holder of TMO or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3), (4), (5), (6), (7) and (8) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $292.08 to $293.07, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $293.08 to $294.06, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $294.11 to $295.035, inclusive.
  6. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $295.12 to $296.11, inclusive.
  7. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $296.135 to $297.13, inclusive.
  8. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $297.16 to $298.15, inclusive.
  9. The option vested in four equal installments on February 26, 2014, 2015, 2016 and 2017.