Filing Details

Accession Number:
0001127602-19-031006
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-24 19:02:25
Reporting Period:
2019-10-24
Accepted Time:
2019-10-24 19:02:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1130144 Sierra Bancorp BSRR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032641 C James Holly 86 N. Main Street
Porterville CA 93257
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-10-24 5,000 $8.80 381,476 No 4 M Direct
Common Stock Disposition 2019-10-24 5,000 $26.81 376,476 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2019-10-24 5,000 $0.00 5,000 $8.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2009-11-19 2019-11-19 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 30,000 Indirect Shares Held By Ltd Partnership