Filing Details

Accession Number:
0001225208-19-013770
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-23 13:32:43
Reporting Period:
2019-10-22
Accepted Time:
2019-10-23 13:32:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350797 Eaton Vance Corp EV Investment Advice (6282) 042718215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1613817 D. Brian Langstraat Two International Place
Eaton Vance
Boston MA 02110
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Eaton Vance Corp. Non-Voting Common Stock Acquisiton 2019-10-22 4,398 $27.50 275,190 No 4 M Direct
Eaton Vance Corp. Non-Voting Common Stock Disposition 2019-10-22 3,743 $45.42 271,447 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) Disposition 2019-10-22 4,398 $0.00 4,398 $27.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-11-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Voting Trust Receipt 27,854 Direct
Eaton Vance Corp. Common Stock (Voting) 27,854 Indirect By Voting Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $24.46 2021-11-01 20,799 20,799 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $28.23 2022-11-01 16,475 16,475 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $28.69 2020-11-01 17,643 17,643 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $34.84 2026-11-01 190,960 190,960 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $36.71 2024-11-03 54,500 54,500 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $36.76 2025-11-02 149,020 149,020 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $41.90 2023-11-01 16,620 16,620 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $45.50 2028-11-01 171,759 171,759 Direct
Eaton Vance Corp. Non-Voting Common Stock Option (right to buy) $50.67 2027-11-01 131,320 131,320 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-11-01 20,799 20,799 Direct
2022-11-01 16,475 16,475 Direct
2020-11-01 17,643 17,643 Direct
2026-11-01 190,960 190,960 Direct
2024-11-03 54,500 54,500 Direct
2025-11-02 149,020 149,020 Direct
2023-11-01 16,620 16,620 Direct
2028-11-01 171,759 171,759 Direct
2027-11-01 131,320 131,320 Direct
Footnotes
  1. Partial shares were sold to cover the exercise cost and tax liability associated with the exercise of a NQ stock option.
  2. All shares of the Voting Stock of Eaton Vance Corp. are deposited and held of record in a Voting Trust of which Thomas E. Faust, Brian D. Langstraat, Maureen Gemma, Laurie G. Hylton, Frederick S. Marius, David C. McCabe, Payson F. Swaffield, Matthew J. Witkos, Edward J. Perkin, Daniel C. Cataldo, Cynthia J. Clemson, Scott H. Page, Michael W. Weilheimer, James H. Evans, Charles B. Reed, R. Kelly Williams, Craig P. Russ, John L. Shea, Lewis R. Piantedosi, Craig R. Brandon, Michael A. Cirami and Eric A. Stein are the Voting Trustees. The Voting Common Stock is not registered under Section 12 of the Securities Exchange Act.
  3. Granted on November 2, 2009, these options vest over a 5 year period in increments of 10%, 15%, 20,%, 25% and 30%.
  4. Granted on November 1, 2011 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  5. Granted on November 1, 2012 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  6. Granted on November 1, 2010, these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  7. Granted on November 1, 2016 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  8. Granted on November 3, 2014 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  9. Granted on November 2, 2015 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25% and 30%.
  10. Granted on November 1, 2013 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  11. Granted on November 1, 2018 these options vest over a 5 year period in increments of 10%, 15%, 20%, 25%, and 30%.
  12. Granted on November 1, 2017 these options vest over a 5-year period in increments of 10%, 15%, 20%, 25%, and 30%.