Filing Details
- Accession Number:
- 0001013594-19-000625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-21 17:42:47
- Reporting Period:
- 2019-10-15
- Accepted Time:
- 2019-10-21 17:42:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1375063 | Synthesis Energy Systems Inc | SYMX | () | DE |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1035674 | Paulson & Co. Inc. | 1133 Avenue Of The Americas 33Rd Floor New York NY 10036 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-10-15 | 15,625 | $6.00 | 171,875 | No | 4 | X | Indirect | (1) |
| Common Stock | Disposition | 2019-10-15 | 6,227 | $15.05 | 165,648 | No | 4 | S | Indirect | (1) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Indirect | (1) |
| No | 4 | S | Indirect | (1) |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Disposition | 2019-10-15 | 15,625 | $0.00 | 15,625 | $6.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-10-24 | 2022-10-24 | No | 4 | X | Indirect |
Footnotes
- Paulson & Co. Inc. ("Paulson") is an investment advisor registered under the Investment Advisors Act of 1940, as amended. Paulson is the investment manager of an investment fund (the "Fund"). John Paulson is the controlling person of Paulson. All securities reported on this Form 4 are owned by the Fund. Each of Paulson and John Paulson may be deemed to indirectly beneficially own the securities directly owned by the Fund. Pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Act"), the filing of this Form 4 shall not be deemed an admission by any person reporting on this Form 4 that such person, for purposes of Section 16 of the Act or otherwise, is the beneficial owner of any equity securities covered by this Form.
- On October 15, 2019, the reporting person exercised warrants to purchase 15,625 shares of the issuer's commons stock. The reporting person paid the exercise price on a cashless basis, resulting in the issuer withholding 6,227 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 9,398 shares of common stock.
- In October 2019, the exercise price of the warrant was adjusted to $6.00.
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