Filing Details
- Accession Number:
- 0001104659-19-054979
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-10-18 16:33:07
- Reporting Period:
- 2019-07-27
- Accepted Time:
- 2019-10-18 16:33:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 775215 | Hbt Financial Inc. | HBT | State Commercial Banks (6022) | 371117216 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1789901 | J Matthew Doherty | C/O Hbt Financial, Inc. 401 N. Hershey Road Bloomington IL 61704 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2019-07-27 | 6,120 | $7.75 | 57,780 | No | 4 | X | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2019-07-27 | 6,120 | $25.75 | 51,660 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2019-10-16 | 10,000 | $16.00 | 61,660 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2019-07-27 | 6,120 | $0.00 | 6,120 | $7.75 |
| Common Stock | Stock Appreciation Right | Acquisiton | 2019-09-01 | 6,120 | $0.00 | 6,120 | $16.32 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-03-15 | 2025-03-15 | No | 4 | X | Direct |
| 6,120 | 2029-09-01 | No | 4 | A | Direct |
Footnotes
- Represents the exercise of Stock Appreciation Rights ("SARs") granted pursuant to the Stock Appreciation Rights Agreement, dated as of March 15, 2010, by and between the Issuer and the reporting person. Certain of these transactions may be matchable transactions under Section 16(b) of the Exchange Act. The reporting person has agreed to surrender the full amount of any recoverable profits to the Issuer.
- Represents shares purchased through the Issuer's directed share program in connection with its initial public offering.
- Represents an award of SARs pursuant to the HBT Financial, Inc. Omnibus Incentive Plan. The SARs are fully vested. Upon exercise, the SARs will be settled in cash.
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