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Filing Details

Accession Number:: 0000320193-19-000113
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-10-17 18:32:58
Reporting Period:: 2019-10-15

Accepted Time:: 2019-10-17 18:32:58
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
320193	Apple Inc.	AAPL	Electronic Computers (3571)	942404110

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1767094	Deirdre O'brien	One Apple Park Way Cupertino CA 95014	Senior Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-10-15	23,967	$0.00	57,819	No	4	M	Direct
Common Stock	Disposition	2019-10-15	11,508	$235.32	46,311	No	4	F	Direct
Common Stock	Disposition	2019-10-16	12,459	$234.04	33,852	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Unit	Disposition	2019-10-15	7,334	$0.00	7,334	$0.00
Common Stock	Restricted Stock Unit	Disposition	2019-10-15	6,907	$0.00	6,907	$0.00
Common Stock	Restricted Stock Unit	Disposition	2019-10-15	5,573	$0.00	5,573	$0.00
Common Stock	Restricted Stock Unit	Disposition	2019-10-15	4,153	$0.00	4,153	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	No	4	M	Direct
13,814	No	4	M	Direct
22,294	No	4	M	Direct
24,918	No	4	M	Direct

Footnotes

Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
Shares withheld by Apple to satisfy tax withholding requirements on vesting of restricted stock units.
This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 31, 2019.
This transaction was executed in multiple trades at prices ranging from $233.675 to $234.57; the price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, Apple, or a security holder of Apple.
This award was granted on October 5, 2015. 12.5% of the award vested on April 15, 2016 and the remaining restricted stock units vested 12.5% in semi-annual installments over the four-year period ending October 15, 2019.
This award was granted on October 14, 2016. 12.5% of the award vested on April 15, 2017 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2020, assuming continued employment through the applicable vesting date.
This award was granted on October 15, 2017. 12.5% of the award vested on April 15, 2018 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2021, assuming continued employment through the applicable vesting date.
This award was granted on September 30, 2018. 12.5% of the award vested on April 15, 2019 and the remaining restricted stock units vest 12.5% in semi-annual installments over the four-year period ending October 15, 2022, assuming continued employment through the applicable vesting date.