Filing Details

Accession Number:
0001127602-19-030681
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-10-17 12:46:40
Reporting Period:
2019-10-15
Accepted Time:
2019-10-17 12:46:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137774 Prudential Financial Inc PRU Life Insurance (6311) 223703799
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555872 Scott Sleyster 751 Broad Street, 4Th Floor
Attn. Corporate Compliance
Newark NJ 07102
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-10-15 12,994 $48.36 55,746 No 4 M Direct
Common Stock Disposition 2019-10-15 12,994 $90.00 42,752 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 2010 Employee Stock Option (Right to Buy) Disposition 2019-10-15 12,994 $0.00 12,994 $48.36
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,578 Indirect By 401(k)
Footnotes
  1. The Sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 12, 2019.
  2. Following the transactions reported on this Form 4, Mr. Sleyster continues to hold 42,752 shares directly and 7,578 shares indirectly in a 401(k) account. Mr. Sleyster also holds an additional 93,430 deferred compensation shares, 135,558 vested stock options, 47,807 unvested stock options, and 26,992 target performance shares (the exact number awarded being dependent on achievement of performance goals).
  3. Amount reported has been adjusted to include 446 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2018 and September 30, 2019 based on a plan statement dated September 30, 2019. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
  4. The options vest in three equal annual installments beginning on February 9, 2011.