Filing Details

Accession Number:
0001209191-19-053184
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-10-15 17:08:09
Reporting Period:
2019-09-18
Accepted Time:
2019-10-15 17:08:09
Original Submission Date:
2019-09-23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1649989 Outlook Therapeutics Inc. OTLK () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1230484 A Lawrence Kenyon C/O Outlook Therapeutics, Inc.
7 Clarke Drive
Cranbury NJ 08512
Ceo, Pres, Cfo, Treas & Secy Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-09-18 1,350 $1.70 8,926 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units ("RSUs"). This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.70 - $1.705, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.